IT Support for Wealth Management Firms
Secure, Strategic, & Scalable IT for Forward-Thinking Firms
Turn Uncertainty Into Opportunity with Smarter IT
Wealth management firms today face increasing complexity—from market volatility and inflation to fee compression, regulatory shifts, and rising cybersecurity risks.
At the same time, technological innovation, including AI and automation, presents both promise and disruption.
Pendello helps firms like yours meet the moment with agile, secure, and compliant IT solutions. Our managed services and strategic consulting are designed to give you a competitive edge—streamlining operations, safeguarding client data, and empowering innovation.
With Pendello, your technology becomes a powerful asset in helping clients protect and grow their wealth.
Who We Serve
Registered Investment Advisors (RIAs)
Secure platforms that meet fiduciary obligations and client trust expectations.
Wealth Management Firms
Custom IT solutions to enable growth, protect data, and optimize performance.
Asset & Investment Management Firms
Scalable IT systems designed for security, speed, and reliability.
Financial Planners & Advisors
Seamless, compliant technology for efficient planning and communication.
Family Offices
Private, secure infrastructure tailored to bespoke financial needs.
Partner with Pendello to protect and modernize your operations while delivering standout client service.
Client Success Story
Paragon Capital Management
Situation
Paragon Capital Management, a firm built on delivering personalized wealth management and long-term client relationships, was facing mounting challenges in 2017. Their previous IT provider was unresponsive, their servers were outdated, and security concerns were growing—putting client trust and regulatory compliance at risk.
→ Task: Paragon needed a reliable technology partner with deep knowledge of the financial industry to modernize infrastructure, enhance security, and ensure SEC compliance—without disrupting operations.
→ Action: Referred by a trusted industry contact, Paragon partnered with Pendello. Together, we:
Migrated Paragon to cloud servers for improved performance and flexibility.
Implemented advanced cybersecurity aligned with SEC standards.
Upgraded their outdated phone system to a modern, efficient solution.
Simplified their business continuity and disaster recovery plans.
→ Results: Paragon’s operations are now more secure, compliant, and future-ready. With responsive support and tailored solutions, Pendello became more than a vendor—they became a trusted partner.
“Partnering with Pendello was pivotal. Their solutions have fueled our synergy, security, and compliance.”
– Craig Novorr, President and CIO
Is Your Wealth Management Firm Cybersecure?
Cyber threats can compromise more than just data—they can damage client trust and your firm's reputation.
Ask yourself:
Is your firm using Multi-Factor Authentication (MFA) across systems?
Are all employees trained to spot phishing and ransomware attacks?
Is your data backed up daily and tested regularly?
Are your systems monitored in real time for suspicious activity?
Do you have a documented business continuity plan?
If you answered “No” or “Not Sure” to three or more, it’s time to assess your risk.
Get a FREE Vulnerability Assessment Today!
Let Pendello help you uncover risks and build a secure technology foundation.
How You Can Benefit
Cloud & Infrastructure Management
Gain secure, scalable access to financial platforms and records.
24/7 Monitoring & Support
Stay ahead of issues with proactive, around-the-clock support.
SEC & FINRA Compliance
Navigate complex regulations with confidence and precision.
AI & Automation Enablement
Embrace innovation while maintaining compliance and control.
IT Strategy & Audit Support
Align IT with long-term firm goals and regulatory standards.
Cybersecurity & Threat Protection
Defend your firm’s reputation and sensitive data with layered security.
Our Expertise
Pendello provides industry-specific IT services for wealth management firms looking to stay secure, compliant, and future-ready.
Managed IT Services
Reduce downtime and boost reliability with end-to-end managed support.
Cybersecurity & Compliance
Implement proactive defenses and maintain regulatory alignment.
IT Infrastructure & Cloud Solutions
Modernize systems with scalable cloud services and infrastructure oversight.
AI Integration & Automation
Use technology to streamline operations and enhance service delivery.
SEC & FINRA
Guidance
Navigate audits and maintain compliance with ease.
Business Continuity Planning
Stay prepared with tailored disaster recovery strategies.
Our Process
Discover the Pendello Method.
At Pendello, we believe in the power of using technology to drive growth and efficiency. Our process is designed to align IT solutions with business goals while maintaining security, compliance, and operational reliability.
Step 1:
Discovery
Step 2:
Strategic Planning
Step 3:
Implementation & Integration
Step 4:
Continuous Support & Optimization
Step 5:
Adapting to Evolving Technology
Step 6:
Long-Term Partnership
Frequently Asked Questions
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Yes, our IT systems and practices are built with financial industry compliance in mind, including audit support and documentation.
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We deploy multi-layered security including encryption, endpoint protection, and 24/7 monitoring to keep data safe.
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Absolutely. We consult on AI tools and implement automation strategies that align with your compliance requirements and business goals.
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We support leading cloud platforms like Microsoft 365, with secure implementation tailored to wealth management needs.
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Yes, we guide firms through transitions such as mergers, acquisitions, or new office setups with minimal disruption.
Ready to Modernize Your Wealth Management Firm?